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上海财经大学财务管理培训

课程类别: 其他
授课机构: 上海财经大学财务管理培训
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上课地点: 上海中山北一路369号
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Operational risk has been defined as the risk of direct or indirect loss resulting from inadequate or failed internal processes, people, and systems or from external events. It has been always inherent in business and financial enterprises. The biggest risk in risk management is not seeing the risk!
     Operational risk addresses an entirely different business problem and should be managed first strategically, then tactically. Managing such risk is becoming an important feature of sound risk management practice in modern financial markets. The most important types of operational risk involve breakdowns in internal controls and corporate governance. But it can be managed through a framework of policies, processes and procedures by which business units identify, assess,monitor and control/mitigate their operational risks.
     The training traces some of the drivers and milestones in the development of operational risk management. The risk dimensions of frequency and severity are explained, and the implications for risk mitigation and control are discussed during the course. And this is also an opportunity for participants to get hands-on experience handling operational risk procedures.

What are operational risk and its regulatory framework?
  Define operational risk and understand it relative to other risk types
  Identify broad categories of operational risk
  Analyze several operational risk incident case studies
  Describe the operational risk regulatory landscape
  Outline the operational risk regulatory framework
  Understand sound practices as defined by international regulators
Implementing operational risk management and its benefit
  Challenges in risk management
  Standards and Best Practices
  Approach and Methodology
  Experience shared
  Key Success Factors
  Benefits of risk management
Developing operational risk management awareness
  Objectives of operational risk management
  Responsibilities
  Developing a risk awareness culture
  Developing operational risk management procedures
  Operational risk management techniques
  Self assessment
  Allocating operational risk costs

Designing and building a better operational risk environment
  Longer-term - integration and rationalization
  Process re-engineering and streamlining processes
  Removing duplication
  STP projects
  Systems design and end-user considerations
  Single back office and front office
  Overcoming resistance and introducing training strategies
  Project planning, budgeting and communications
  Assigning responsibility for risk policy
Analyzing specific risks of risk management
  Technology
  Systems failure
  Programming errors
  Telecoms
  People
  Incompetence
  Fraud
  Process
  Execution error
  Booking error
  Transaction and mis-matching of trades
Understanding and exploring the approaches to operational risk governance
Discovering the business benefits of appropriate risk management
Understanding operational risk management implications for enterprise risk management
Effectively capturing risk and control assessments and how to make the data relevant to senior management
Assessing appropriate key indicators and linking indicators to risk and control assessment
Gaining an insight to various Good Operational Risk Management Practices
Implementing IT solutions to mitigate operational risk
CFO/CEO/CIO
Finance Director/Manager/Controller
Internal Audit/Internal Control
Legal/Finance/IT operations
Investment/Financial/Equity Analysts
Certification of Completion of Training Course: Best Operational Risk Management by Shanghai University of Finance & Economics to be issued.

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